Mutual Funds and Investment Management Conference 2014 From March 16

The 2014 Mutual Funds and Investment Management Conference, sponsored by the Investment Company Institute (ICI) and the Federal Bar Association (FBA), will be held from March 16-19, 2014, at the JW Marriott Grande Lakes in Orlando, Florida.

KEYNOTE SPEAKERS

• Norm Champ 
  Director of the Division of Investment Management
  U.S. Securities and Exchange Commission
• Craig M. Lewis
  Director of the Division of Economic and Risk Analysis
  U.S. Securities and Exchange Commission

CONFERENCE HIGHLIGHTS

• Hear former SEC commissioners and Division of Investment Management directors discuss the nature of regulation in the post–financial crisis era.
• Learn from SEC staff and industry experts about recent and upcoming regulatory efforts affecting funds.
• Hear from senior SEC officials about the SEC's enforcement and compliance programs.
• Join industry experts and colleagues for panel sessions, including:
  • Swaps regulation
  • Tax, pension, and accounting developments
  • FINRA issues
  • International developments
  • Cybersecurity concerns
  • Valuation issues
  • Global trends in distribution
  • Trading and best execution compliance
  • New compliance issues for registered fund CPOs
  • Developments concerning alternative registered products
  • Current issues for independent directors
  • Volcker Rule implications for funds
  • Business ethics
• Network with your peers and exchange ideas on current industry issues and developments.
• Earn ethics CLE credit.

For more info, visit: http://www.iciglobal.org/iciglobal/events/icievents/ci.conf_14_mfc.global